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Question 1 of 10
1. Question
Which description best captures the essence of Quantity Limitations per Package and per Transport Unit for Certified Dangerous Goods Professional (CDGP)? A compliance officer is auditing a multi-modal shipment involving Class 3 flammable liquids and Class 5.2 organic peroxides. The audit focuses on how the organization adheres to the specific thresholds that dictate the maximum net mass or volume allowed for individual inner packagings, completed packages, and the total load on a single vehicle or container.
Correct
Correct: Quantity limitations are a fundamental safety principle in the transport of dangerous goods. By limiting the amount per package, the regulations ensure that a single failure results in a manageable release. By limiting the total quantity per transport unit (especially critical for explosives, organic peroxides, and self-reactive substances), the regulations prevent the accumulation of enough hazardous material to cause a catastrophic event that would exceed the capabilities of standard emergency response protocols.
Incorrect: The suggestion that limitations are merely structural benchmarks focuses on mechanical engineering rather than the chemical and physical hazards of the goods. The idea that limitations are uniform across all classes is incorrect, as thresholds vary significantly based on the specific risks of the substance (e.g., Packing Group I vs. III). Conflating quantity limitations with the definition of bulk transport is a common misconception; bulk transport refers to the method of containment (e.g., tanks) rather than just the quantity threshold of packaged goods.
Takeaway: Quantity limitations serve as a critical safety control by capping the total energy or toxic load available in a single incident at both the package and transport unit levels.
Incorrect
Correct: Quantity limitations are a fundamental safety principle in the transport of dangerous goods. By limiting the amount per package, the regulations ensure that a single failure results in a manageable release. By limiting the total quantity per transport unit (especially critical for explosives, organic peroxides, and self-reactive substances), the regulations prevent the accumulation of enough hazardous material to cause a catastrophic event that would exceed the capabilities of standard emergency response protocols.
Incorrect: The suggestion that limitations are merely structural benchmarks focuses on mechanical engineering rather than the chemical and physical hazards of the goods. The idea that limitations are uniform across all classes is incorrect, as thresholds vary significantly based on the specific risks of the substance (e.g., Packing Group I vs. III). Conflating quantity limitations with the definition of bulk transport is a common misconception; bulk transport refers to the method of containment (e.g., tanks) rather than just the quantity threshold of packaged goods.
Takeaway: Quantity limitations serve as a critical safety control by capping the total energy or toxic load available in a single incident at both the package and transport unit levels.
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Question 2 of 10
2. Question
What is the primary risk associated with Dangerous Goods in Limited Quantities and Excepted Quantities, and how should it be mitigated? A logistics manager is overseeing the shipment of several thousand small containers of a Class 3 flammable liquid. While these individual units qualify for Limited Quantity exceptions, the manager must ensure the safety of the entire consolidation during transport.
Correct
Correct: The Limited Quantity (LQ) and Excepted Quantity (EQ) provisions are based on the principle that small amounts of dangerous goods in high-quality packaging pose a reduced risk. However, the primary risk remains the cumulative effect of many such packages in one transport vehicle or container. Mitigation is achieved by strictly limiting the quantity allowed per inner packaging and requiring the ‘Limited Quantity’ diamond or ‘Excepted Quantity’ mark, which alerts transport workers and emergency responders to the presence of hazardous materials without requiring full labeling and placarding.
Incorrect: The suggestion that small volumes cause chemical instability is scientifically inaccurate for most Class 3 materials, and pressure-relief valves are not a standard requirement for LQ/EQ packaging. Proposing full labeling for inner packagings ignores the regulatory relief provided by LQ/EQ provisions and does not address the aggregate risk. Prohibiting all other goods in a transport vehicle is an extreme and unnecessary measure that does not align with international transport regulations, which instead focus on segregation and quantity thresholds.
Takeaway: Limited and Excepted Quantity provisions manage the risk of aggregate hazardous volumes through strict inner packaging limits and specific marking requirements rather than full documentation and labeling.
Incorrect
Correct: The Limited Quantity (LQ) and Excepted Quantity (EQ) provisions are based on the principle that small amounts of dangerous goods in high-quality packaging pose a reduced risk. However, the primary risk remains the cumulative effect of many such packages in one transport vehicle or container. Mitigation is achieved by strictly limiting the quantity allowed per inner packaging and requiring the ‘Limited Quantity’ diamond or ‘Excepted Quantity’ mark, which alerts transport workers and emergency responders to the presence of hazardous materials without requiring full labeling and placarding.
Incorrect: The suggestion that small volumes cause chemical instability is scientifically inaccurate for most Class 3 materials, and pressure-relief valves are not a standard requirement for LQ/EQ packaging. Proposing full labeling for inner packagings ignores the regulatory relief provided by LQ/EQ provisions and does not address the aggregate risk. Prohibiting all other goods in a transport vehicle is an extreme and unnecessary measure that does not align with international transport regulations, which instead focus on segregation and quantity thresholds.
Takeaway: Limited and Excepted Quantity provisions manage the risk of aggregate hazardous volumes through strict inner packaging limits and specific marking requirements rather than full documentation and labeling.
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Question 3 of 10
3. Question
As the relationship manager at a listed company, you are reviewing Miscellaneous Dangerous Goods – Specific UN Numbers and Conditions during client suitability when a control testing result arrives on your desk. It reveals that a subsidiary’s logistics department has prepared a bulk consignment of UN 3480, Lithium ion batteries, for international air transport. The internal audit report indicates that the cells were charged to 50% of their rated capacity to ensure longevity during a projected 6-month storage period at the destination warehouse. Based on the ICAO Technical Instructions, how should this shipment be handled?
Correct
Correct: According to the ICAO Technical Instructions and IATA Dangerous Goods Regulations (Packing Instruction 965), lithium ion cells and batteries (UN 3480) must be offered for transport at a state of charge (SoC) not exceeding 30% of their rated capacity. To ship batteries at a higher SoC, the shipper must obtain specific approvals from the national authorities of the State of Origin and the State of the Operator, as this is a safety measure to reduce the energy available in the event of a thermal runaway.
Incorrect: Using Packing Group I performance standards does not provide an exemption from the 30% state of charge (SoC) limit for air transport. While UN 3480 is restricted to Cargo Aircraft Only (CAO) and has specific weight limits per package (such as 35 kg), these quantity limits are separate from the SoC safety requirement. Monitoring by flight crews or the presence of a battery management system are not recognized regulatory alternatives to the SoC restriction or the required governmental approvals.
Takeaway: Lithium ion batteries (UN 3480) are strictly limited to a 30% state of charge for air transport unless specific governmental approvals are secured.
Incorrect
Correct: According to the ICAO Technical Instructions and IATA Dangerous Goods Regulations (Packing Instruction 965), lithium ion cells and batteries (UN 3480) must be offered for transport at a state of charge (SoC) not exceeding 30% of their rated capacity. To ship batteries at a higher SoC, the shipper must obtain specific approvals from the national authorities of the State of Origin and the State of the Operator, as this is a safety measure to reduce the energy available in the event of a thermal runaway.
Incorrect: Using Packing Group I performance standards does not provide an exemption from the 30% state of charge (SoC) limit for air transport. While UN 3480 is restricted to Cargo Aircraft Only (CAO) and has specific weight limits per package (such as 35 kg), these quantity limits are separate from the SoC safety requirement. Monitoring by flight crews or the presence of a battery management system are not recognized regulatory alternatives to the SoC restriction or the required governmental approvals.
Takeaway: Lithium ion batteries (UN 3480) are strictly limited to a 30% state of charge for air transport unless specific governmental approvals are secured.
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Question 4 of 10
4. Question
When evaluating options for Specific Commodity Hazards and Special Provisions, what criteria should take precedence? A logistics manager is reviewing a shipment of a chemical that meets the criteria for both a Class 3 Flammable Liquid and a Division 6.1 Toxic Substance. The substance is explicitly listed by its technical name in the Dangerous Goods List, and a specific Special Provision is assigned to that entry which modifies the packaging requirements for small quantities.
Correct
Correct: In the transport of dangerous goods, a specific entry in the Dangerous Goods List (DGL) for a named substance takes precedence over a generic or ‘Not Otherwise Specified’ (N.O.S.) entry. Furthermore, Special Provisions assigned to a specific UN number are regulatory requirements that can modify or override general rules regarding classification, packaging, or labeling for that specific commodity.
Incorrect: The Precedence of Hazards table is used primarily when a substance is not specifically named in the DGL. While choosing the most restrictive Packing Group is a safe practice, it does not override the legal requirement to follow specific entries and Special Provisions. Safety Data Sheets are essential tools, but the regulatory Dangerous Goods List is the authoritative source for transport classification and takes precedence over manufacturer-specific interpretations if they conflict with the UN number’s assigned provisions.
Takeaway: Specific entries and Special Provisions in the Dangerous Goods List take regulatory precedence over general classification rules and the Precedence of Hazards table.
Incorrect
Correct: In the transport of dangerous goods, a specific entry in the Dangerous Goods List (DGL) for a named substance takes precedence over a generic or ‘Not Otherwise Specified’ (N.O.S.) entry. Furthermore, Special Provisions assigned to a specific UN number are regulatory requirements that can modify or override general rules regarding classification, packaging, or labeling for that specific commodity.
Incorrect: The Precedence of Hazards table is used primarily when a substance is not specifically named in the DGL. While choosing the most restrictive Packing Group is a safe practice, it does not override the legal requirement to follow specific entries and Special Provisions. Safety Data Sheets are essential tools, but the regulatory Dangerous Goods List is the authoritative source for transport classification and takes precedence over manufacturer-specific interpretations if they conflict with the UN number’s assigned provisions.
Takeaway: Specific entries and Special Provisions in the Dangerous Goods List take regulatory precedence over general classification rules and the Precedence of Hazards table.
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Question 5 of 10
5. Question
During a routine supervisory engagement with an audit firm, the authority asks about Regulatory Updates and Staying Current in the context of outsourcing. They observe that the organization has recently transitioned its global distribution of Class 4.1 flammable solids to a third-party logistics (3PL) provider. The internal audit team discovers that while the 3PL is contractually obligated to follow all international regulations, there is no formal mechanism to verify that the 3PL has updated its classification database to reflect the most recent biennial changes to the UN Model Regulations. The 3PL currently relies on a legacy system that requires manual entry of new hazard criteria. Which of the following audit procedures would most effectively address the risk of non-compliance due to outdated regulatory data?
Correct
Correct: In an outsourcing arrangement, the organization retains ultimate responsibility for regulatory compliance. The most effective audit procedure is to evaluate the control design (the SLA requirements) and the control execution (the walkthrough of the validation process). This ensures that there is a systematic, verifiable method for the 3PL to stay current with the UN Model Regulations, which are the basis for international dangerous goods transport.
Incorrect: Implementing a secondary manual review is a detective control that is resource-intensive and does not address the root cause of the 3PL’s systemic lag. Increasing the frequency of external audits is a monitoring activity but does not provide assurance on the specific technical process of data synchronization. A written attestation from an IT department is insufficient because it only confirms system capability, not the actual accuracy or timeliness of the regulatory content being entered into the system.
Takeaway: When auditing outsourced dangerous goods functions, auditors must verify that contractual obligations for regulatory updates are supported by robust, validated technical processes at the service provider level.
Incorrect
Correct: In an outsourcing arrangement, the organization retains ultimate responsibility for regulatory compliance. The most effective audit procedure is to evaluate the control design (the SLA requirements) and the control execution (the walkthrough of the validation process). This ensures that there is a systematic, verifiable method for the 3PL to stay current with the UN Model Regulations, which are the basis for international dangerous goods transport.
Incorrect: Implementing a secondary manual review is a detective control that is resource-intensive and does not address the root cause of the 3PL’s systemic lag. Increasing the frequency of external audits is a monitoring activity but does not provide assurance on the specific technical process of data synchronization. A written attestation from an IT department is insufficient because it only confirms system capability, not the actual accuracy or timeliness of the regulatory content being entered into the system.
Takeaway: When auditing outsourced dangerous goods functions, auditors must verify that contractual obligations for regulatory updates are supported by robust, validated technical processes at the service provider level.
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Question 6 of 10
6. Question
Which safeguard provides the strongest protection when dealing with Tunnel Restrictions? A logistics coordinator is planning a transport route that includes passage through a Category D tunnel. The shipment consists of a consolidated load of UN 1203 (Gasoline, Class 3, PG II) and UN 0012 (Cartridges for weapons, Class 1.4S). To ensure compliance and safety, the coordinator must determine the most reliable method for preventing unauthorized tunnel entry and ensuring the safety of the infrastructure.
Correct
Correct: The primary and most effective safeguard for tunnel safety is the use of the Tunnel Restriction Code (TRC) system. Under regulations like the ADR, each dangerous good is assigned a code (e.g., B, D, E). When a transport unit carries multiple substances, the most restrictive code among them applies to the entire load. This code must then be compared to the tunnel’s category (A through E) to determine if passage is permitted. For a Category D tunnel, any substance with a TRC of D or E would be prohibited.
Incorrect: Relying on Packing Groups is insufficient because tunnel restrictions are based on the specific hazard and quantity (TRC), not just the Packing Group. Using gross mass as the primary determinant is incorrect because tunnel restrictions are hazard-based, not weight-based. Orange-colored plates indicate the presence of dangerous goods but do not provide the specific information needed to determine tunnel compatibility, and the small load threshold (1.1.3.6) has specific interactions with tunnel codes that require more than just plate identification.
Takeaway: The most restrictive Tunnel Restriction Code among all substances in a transport unit determines the vehicle’s eligibility to enter a categorized tunnel.
Incorrect
Correct: The primary and most effective safeguard for tunnel safety is the use of the Tunnel Restriction Code (TRC) system. Under regulations like the ADR, each dangerous good is assigned a code (e.g., B, D, E). When a transport unit carries multiple substances, the most restrictive code among them applies to the entire load. This code must then be compared to the tunnel’s category (A through E) to determine if passage is permitted. For a Category D tunnel, any substance with a TRC of D or E would be prohibited.
Incorrect: Relying on Packing Groups is insufficient because tunnel restrictions are based on the specific hazard and quantity (TRC), not just the Packing Group. Using gross mass as the primary determinant is incorrect because tunnel restrictions are hazard-based, not weight-based. Orange-colored plates indicate the presence of dangerous goods but do not provide the specific information needed to determine tunnel compatibility, and the small load threshold (1.1.3.6) has specific interactions with tunnel codes that require more than just plate identification.
Takeaway: The most restrictive Tunnel Restriction Code among all substances in a transport unit determines the vehicle’s eligibility to enter a categorized tunnel.
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Question 7 of 10
7. Question
The client onboarding lead at an investment firm is tasked with addressing Comparison of different modal regulations and their harmonization efforts during control testing. After reviewing a board risk appetite review pack, the key concern involves a portfolio company’s transition from domestic road transport to international multi-modal shipping of Class 3 flammable liquids and Class 4.1 flammable solids. During a 12-month compliance audit, the lead identifies discrepancies in how hazard thresholds and classification criteria are applied across different regulatory frameworks. Which of the following best describes the primary mechanism used to maintain consistency between the IMDG Code, ICAO Technical Instructions, and national regulations like 49 CFR?
Correct
Correct: The UN Recommendations on the Transport of Dangerous Goods, often referred to as the Model Regulations or the ‘Orange Book’, provide a harmonized framework that is adopted by the various modal organizations (IMO for sea, ICAO for air) and national authorities. This ensures that the classification, packaging, and labeling of dangerous goods like Class 3 and Class 4.1 substances remain consistent as they move through different modes of transport globally.
Incorrect: The Globally Harmonized System (GHS) focuses primarily on workplace and supply chain safety rather than the specific operational requirements of transport, which are governed by the UN Model Regulations. Reciprocal agreements exist but do not allow for automatic compliance across modes, as air transport (ICAO) frequently imposes stricter quantity limits and packaging requirements than road transport. While ISO provides standardized testing methods for determining properties like flash points, it does not establish the regulatory hazard thresholds or the classification system itself.
Takeaway: Global harmonization in dangerous goods transport is achieved through the integration of the UN Model Regulations into modal-specific codes and national laws.
Incorrect
Correct: The UN Recommendations on the Transport of Dangerous Goods, often referred to as the Model Regulations or the ‘Orange Book’, provide a harmonized framework that is adopted by the various modal organizations (IMO for sea, ICAO for air) and national authorities. This ensures that the classification, packaging, and labeling of dangerous goods like Class 3 and Class 4.1 substances remain consistent as they move through different modes of transport globally.
Incorrect: The Globally Harmonized System (GHS) focuses primarily on workplace and supply chain safety rather than the specific operational requirements of transport, which are governed by the UN Model Regulations. Reciprocal agreements exist but do not allow for automatic compliance across modes, as air transport (ICAO) frequently imposes stricter quantity limits and packaging requirements than road transport. While ISO provides standardized testing methods for determining properties like flash points, it does not establish the regulatory hazard thresholds or the classification system itself.
Takeaway: Global harmonization in dangerous goods transport is achieved through the integration of the UN Model Regulations into modal-specific codes and national laws.
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Question 8 of 10
8. Question
Following an alert related to Import and Export Regulations, what is the proper response when a consignor is classifying a new chemical product that exhibits properties of both a Class 3 flammable liquid with a flash point of 20 degrees Celsius and a Class 4.3 substance that emits flammable gases when in contact with water?
Correct
Correct: According to the Precedence of Hazards table found in the UN Model Regulations (which governs international import/export of dangerous goods), Class 4.3 substances (substances which, in contact with water, emit flammable gases) take precedence over Class 3 flammable liquids. Proper classification is essential for the safety of the transport chain and regulatory compliance during cross-border movements.
Incorrect: The suggestion to prioritize Class 3 based solely on a flash point below 23 degrees Celsius is incorrect because the hazard precedence table specifically ranks 4.3 higher than Class 3 liquids. Assigning the substance to Class 4.1 is inappropriate as Class 4.1 covers flammable solids and self-reactive substances, which does not address the specific water-reactive or liquid flammable risks described. Requesting a waiver or special permit for classification is not the standard procedure; the consignor must follow the established hierarchy of hazards to determine the primary class.
Takeaway: When a substance presents multiple hazards, the UN Precedence of Hazards table must be used to determine the primary class, where Class 4.3 typically outranks Class 3.
Incorrect
Correct: According to the Precedence of Hazards table found in the UN Model Regulations (which governs international import/export of dangerous goods), Class 4.3 substances (substances which, in contact with water, emit flammable gases) take precedence over Class 3 flammable liquids. Proper classification is essential for the safety of the transport chain and regulatory compliance during cross-border movements.
Incorrect: The suggestion to prioritize Class 3 based solely on a flash point below 23 degrees Celsius is incorrect because the hazard precedence table specifically ranks 4.3 higher than Class 3 liquids. Assigning the substance to Class 4.1 is inappropriate as Class 4.1 covers flammable solids and self-reactive substances, which does not address the specific water-reactive or liquid flammable risks described. Requesting a waiver or special permit for classification is not the standard procedure; the consignor must follow the established hierarchy of hazards to determine the primary class.
Takeaway: When a substance presents multiple hazards, the UN Precedence of Hazards table must be used to determine the primary class, where Class 4.3 typically outranks Class 3.
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Question 9 of 10
9. Question
What distinguishes Drones for Dangerous Goods Transport from related concepts for Certified Dangerous Goods Professional (CDGP)? A specialized logistics provider is developing a standard operating procedure for the delivery of Class 3 flammable liquids and Class 6.2 infectious substances using Unmanned Aircraft Systems (UAS). As the CDGP overseeing the project, you must identify the regulatory and safety nuances specific to this mode. Which consideration represents a primary distinction in the risk profile for UAS transport compared to traditional manned air transport?
Correct
Correct: In UAS operations, the lithium batteries used for propulsion are themselves Class 9 Dangerous Goods. Unlike traditional aircraft where the fuel or batteries are part of the certified airframe, the proximity of high-energy lithium batteries to the cargo in a small UAS creates a unique ‘combined hazard’ scenario. A failure of the drone’s power system can directly initiate a thermal event that involves the DG payload, requiring an integrated risk assessment that considers both the cargo and the vehicle’s power source during emergency response planning.
Incorrect: Escalating the Packing Group is incorrect because Packing Groups are determined by the physical properties of the substance (flash point and boiling point) and do not change based on the mode of transport. While GPS tracking is common in drone logistics, there is no regulatory requirement for UN-certified packaging to include integrated GPS or remote-release mechanisms as a standard for Class 6. Class 3 substances are not totally excluded from UAS transport; they can be transported under specific approvals or within limited/excepted quantity frameworks provided risk mitigations are met.
Takeaway: The primary safety distinction in drone transport is the high-risk interaction between the lithium battery propulsion system and the dangerous goods payload on a single, compact platform.
Incorrect
Correct: In UAS operations, the lithium batteries used for propulsion are themselves Class 9 Dangerous Goods. Unlike traditional aircraft where the fuel or batteries are part of the certified airframe, the proximity of high-energy lithium batteries to the cargo in a small UAS creates a unique ‘combined hazard’ scenario. A failure of the drone’s power system can directly initiate a thermal event that involves the DG payload, requiring an integrated risk assessment that considers both the cargo and the vehicle’s power source during emergency response planning.
Incorrect: Escalating the Packing Group is incorrect because Packing Groups are determined by the physical properties of the substance (flash point and boiling point) and do not change based on the mode of transport. While GPS tracking is common in drone logistics, there is no regulatory requirement for UN-certified packaging to include integrated GPS or remote-release mechanisms as a standard for Class 6. Class 3 substances are not totally excluded from UAS transport; they can be transported under specific approvals or within limited/excepted quantity frameworks provided risk mitigations are met.
Takeaway: The primary safety distinction in drone transport is the high-risk interaction between the lithium battery propulsion system and the dangerous goods payload on a single, compact platform.
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Question 10 of 10
10. Question
An incident ticket at a credit union is raised about Documentation Requirements for Cross-Border Shipments during internal audit remediation. The report states that a shipment of specialized maintenance kits containing Class 3 Flammable Liquids (UN 1263, Paint Related Material, PG II) was flagged at a border crossing. The internal auditor noted that the shipping paper sequence did not align with the mandatory international standards for multimodal transport. To ensure compliance with the UN Model Regulations for the transport of dangerous goods, which of the following is the correct requirement for the description of the goods on the transport document?
Correct
Correct: According to the UN Model Regulations, which are the basis for international codes like the IMDG Code and ICAO Technical Instructions, the dangerous goods description on a transport document must follow a specific, mandatory sequence: UN Number (preceded by ‘UN’), Proper Shipping Name (PSN), Hazard Class (and any subsidiary risks in parentheses), and the Packing Group (PG) if applicable. This standardization ensures that emergency responders and transport workers across different jurisdictions can immediately identify the hazards regardless of language barriers.
Incorrect: Prioritizing the flash point or quantity over the UN sequence is incorrect because while flash point is required for sea transport (IMDG), it is not the primary identifier. Emergency contact information is a mandatory element of the documentation but is not part of the core identification sequence of the hazardous material itself. Using trade names as the primary identifier is prohibited; the Proper Shipping Name as defined in the Dangerous Goods List must be used to ensure standardized hazard communication.
Takeaway: International dangerous goods documentation requires a strictly standardized sequence—UN Number, Proper Shipping Name, Class, and Packing Group—to ensure consistent global hazard identification.
Incorrect
Correct: According to the UN Model Regulations, which are the basis for international codes like the IMDG Code and ICAO Technical Instructions, the dangerous goods description on a transport document must follow a specific, mandatory sequence: UN Number (preceded by ‘UN’), Proper Shipping Name (PSN), Hazard Class (and any subsidiary risks in parentheses), and the Packing Group (PG) if applicable. This standardization ensures that emergency responders and transport workers across different jurisdictions can immediately identify the hazards regardless of language barriers.
Incorrect: Prioritizing the flash point or quantity over the UN sequence is incorrect because while flash point is required for sea transport (IMDG), it is not the primary identifier. Emergency contact information is a mandatory element of the documentation but is not part of the core identification sequence of the hazardous material itself. Using trade names as the primary identifier is prohibited; the Proper Shipping Name as defined in the Dangerous Goods List must be used to ensure standardized hazard communication.
Takeaway: International dangerous goods documentation requires a strictly standardized sequence—UN Number, Proper Shipping Name, Class, and Packing Group—to ensure consistent global hazard identification.